Our Approach to Investment Management

We work with you to develop what you can, and to plan around what you cannot

Goals

Plan

Portfolio

We will work with you to develop a comprehensive understanding of your goals, needs and objectives, develop a financial plan, and then craft a tailored investment strategy.

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We take a long-term investment approach to building and managing wealth and are focused on managing risk over chasing investment returns.

With a planning led approach, we monitor, rebalance and adjust your portfolio (as needed) to align with your goals and manage it with taxes in mind.

We have a disciplined, objective research and investment process and believe that investment costs matter.

We believe in broad diversification and work with our clients to help tune out the noise of short-term market fluctuations.

Our goal is to serve as your trusted advisor and help you separate the emotions that often come with investing from sound, long-term investment decisions.

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Investment Policy Statement

We document your investment goals in a tailored Investment Policy Statement (IPS) which sets your overall portfolio management guidelines and lets us act on your behalf in a timely, proactive, and efficient manner.

Your Investment Committee

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Your investment organization includes an Investment Committee, made up of the Chief Investment Officer, Portfolio Implementation Manager, and each Wealth Advisor, responsible for:

  • Building, monitoring, and updating investment models
  • Defining strategies to manage short-, mid-, and long-term risks
  • Reviewing individual client investment performance and making recommendations for change, as needed

Investment Management and Beyond
with Stephens Wealth Management

We will work with you to develop a comprehensive understanding of your goals, needs and objectives, develop a financial plan, and then craft a tailored investment strategy.

Let's Get Started

Blogs & Podcast Episodes on Investment Management

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Cash Vs. Money Market

Chasing interest on your cash is a tough thing to do, especially right now with interest rates being so low. …

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Your Financial Review Meeting

Today’s post is a guest blog post from Kim Waldman, who is our Chief Operating Officer at Stephens Wealth Management …

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DIY Investing

I heard a great analogy the other day which is similar to our topic, DIY investing. It has to do …

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Hidden Costs of No-Cost Trading

Hidden Costs – No Cost Trading

Last year, Charles Schwab announced that they were reducing trading fees to zero, and Ameritrade, E*TRADE and Fidelity shortly followed. …

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